How Apportionment Should be Applied
( From a seminar by Judge Merle Petty)
Posted: May 1, 2014
- Labor Code 4663 Apportionment states that:
- Apportionment of permanent disability shall be based on causation.
- Any physician who prepares a report addressing
the issue of permanent disability due to a claimed
industrial injury shall in that report address the
issue of causation of the permanent disability.
- In order for a physician's report to be considered
complete On the issue of permanent disability, the
report must include an apportionment determination ...
- An employee who claims an industrial injury shall,
upon request, disclose all previous disabilities or
physical impairments.
- Certain injuries or illnesses are not subject to Apportionment
- Subdivisions (a), (b), and (c) shall not apply to
injuries or illnesses covered under Sections 3212, 3212.1,
3212.2, 3212.3, 3212.4, 3212.5, 3212.6, 3212.7, 3212.8,
3212.85, 3212.9, 3212.10, 3212.11, 3212.12, 3213, and 3213.2.
- Note: This is the "anti-attribution" clause, meaning
apportionment per LC 4663 (a), (b) & (c) doesn't apply
to injuries/illnesses covered by these sections.
- The statutes cited in LC 4663(e) hold that certain
injuries & conditions (including hernia, heart trouble,
pneumonia, cancer, TB, MRSA, blood-borne
infectious diseases, biochemical substances,
meningitis, skin cancer, Lyme disease, and lower back
impairment) that occur to certain classes of
employees (i.e., firefighters, prison guards, CHP, law
enforcement officers, etc.) are presumed industrial.
- LC 4663(e) makes them not subject to
apportionment.
- Things the doctor should Address or Include when Apportioning
- An explanation of the nature of the disease process or
condition to which apportionment is applied;
- An explanation of how and why it is causing permanent
disability at the time of the evaluation;
- An explanation of how and why it is responsible for the
percentage of disability to which apportionment is
applied; and
- An explanation of the causal connection between that
to which apportionment is applied and the industrial
injury.
- Any explanation of the "why" (rationale) must be
internally consistent.
- Avoid using words like "fair" when percentages are
selected (use "reasonably medically probable").
- Understand the difference between risk factors for
development of a condition or injury (as a causative
factor of injury) and apportionment of disability.
- If the doctor is unable to include an apportionment
determination, they must explain why. This will
require consultation with other physicians or referral to
another physician from whom the IW is authorized to
seek treatment or evaluation.
- Understand the concepts in the Benson case and
provide detailed explanation.
- Be aware of situations in which Benson may be a
factor (i.e., more than one injury claim, prior injuries
with or w/o adjudicated levels of
disability/impairment, etc.).
- Under Benson, the doctor must provide a detailed
discussion as to what is the actual disability/
impairment attributable to each separate injury and
state the reasons for their opinions.
- If the doctor is unable to separate the disability or
impairment attributable to each separate injury, they
must state why and provide a well-reasoned
discussion of overall disability/impairment that meets
all criteria for substantial medical evidence
- All opinions on apportionment should be couched in
terms of reasonable medical probabilities and be
based upon knowledge, expertise and/or experience